Louis Paolillo
Louis Paolillo is a registered investment advisor at Charles Schwab & CO., INC., based in Red Bank, NJ, with 22 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
55 Broad St, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Louis holds an insurance license in New Jersey, but the filing indicates no time spent on insurance activities. Louis also works as a bartender, is a volunteer basketball coach, and assists with specimen collection, dedicating about 10-20% of his time to the latter two activities combined.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Fortis Clearing Americas LLCBroker
Bear, Stearns & CO. INC.Broker
Institutional Direct INC.Broker
Direct Access Partners LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.