John Neuenswander
John Neuenswander is a registered investment advisor at LPL Financial LLC, based in Murray, UT, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
181 E 5600 S Ste 100, Murray, UT, 84107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John operates JN Financial Group, LLC and Desert Ridge Financial as DBAs for his LPL business. He also owns rental real estate and sells non-variable insurance products, dedicating about a quarter of his time to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Beneficial Investment Services, INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.