James Spindler
James Spindler is a CFP-designated registered investment advisor at Summit Investment Advisory Group LLC, based in Huntingdon Valley, PA, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 116 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.95% |
| $500K - $1000K | 0.90% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.5M | 0.75% |
| $3.5M - $5.0M | 0.65% |
| $5M+ | 0.55% |
This is a breakpoint fee schedule, the entire portfolio is charged the same asset management fee. The annual fee is negotiable. The total combined annual fee charged will not exceed 2.00%.
Fee Estimator
Location
639 Red Lion Road, Huntingdon Valley, PA, 19006
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as an insurance agent since 2020, selling insurance products through Summit Financial Group. This investment-related activity takes about 10-20% of his time.
Employment History
Current Registrations
Summit Investment Advisory Group LLC
Previous Registrations
Girard Advisory Services, LLC
Girard Investment Services, LLCBroker
TD Waterhouse Investor Services, INC.Broker
Olde Discount CorporationBroker
F.N. Wolf & CO., INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.