Michael Dewayne Richman

CFA

Oppenheimer Asset Management

31 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Oppenheimer Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

5 advisors

Number of Clients

44,391 clients

Average Client Portfolio

$450K average

Assets Under Management

$20.0B

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$250

Location

630 West Carmel Drive, Suite 250, Carmel, IN, 46039

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Oppenheimer Asset Management

January 2007 - Present · 19 yrs 1 mo

Previous Registrations

Oppenheimer & CO. INC.Broker

July 2005 - August 2016 · 11 yrs 1 mo

Conseco Equity Sales, INC.Broker

September 1994 - June 2005 · 10 yrs 9 mos

Fortis Investors, INC.Broker

May 1993 - April 1994 · 11 mos

State Registrations5 states

CAFLILINMI

Advisor

Exams

No exam information available for this advisor.