Dennis Thurman is a registered investment advisor, based in Sioux Falls, SD, with 32 years of industry experience.
Location
Sioux Falls, SD
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Regulatory History (3)
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Judgment / Lien
December 2023Customer Dispute
October 2022Settled
Judgment / Lien
August 2017Other Business Activities
Dennis is a partner in Thurman Venture Investments LLC and Apatheia Growth Capital LLC, both established in 2015 and 2016 respectively. He dedicates minimal time to these activities.
Employment History
Current Registrations
Arete Wealth Management, LLC
January 2016 - Present · 10 yrs 4 mos
Arete Wealth Management, LLCBroker
January 2016 - Present · 10 yrs 4 mos
Arete Wealth Advisors, LLC
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - January 2016 · 3 yrs 6 mos
First Allied Securities, INC.
July 1999 - July 2012 · 13 yrs
First Allied Securities, INC.Broker
December 1994 - December 2015 · 21 yrs
First Affiliated SecuritiesBroker
June 1993 - August 1995 · 2 yrs 2 mos
State Registrations15 states
AZCACOFLIAMNNDNENJPRSDTXWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.