Lawrence Sienkiewicz
Lawrence Sienkiewicz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hauppauge, NY, with 32 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1174 Veterans Memorial Hwy, Hauppauge, NY, 11788
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lawrence owns a business and engages in consulting activities. He also works for Certainty of Uncertainty, LLC, dedicating about a third of his time, including during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
First Midwest Securities, INC.Broker
Fmsi Advisers
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
J.P. Turner & Company, L.L.C.Broker
Delta Equity Services CorporationBroker
Murphy & DurieuBroker
W.J. Nolan & Company, INC.Broker
Murphy & DurieuBroker
Cambridge Capital, LLCBroker
Tasin & Company, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Tasin & Company, INC.Broker
Seaboard Securities, INC.Broker
Meyers Pollock Robbins, INC.Broker
Seaboard Securities, INC.Broker
Redstone Securities, INC.Broker
Russo Securities INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.