TG
TG
Troy Goldberg is a registered investment advisor, based in Boca Raton, FL, with 32 years of industry experience.
Location
2500 North Military Trail, Suite 206, Boca Raton, FL, 33431
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Regulatory History (1)
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Customer Dispute
December 2008Award / Judgment
Other Business ActivitiesSells Insurance
Troy is a licensed insurance agent selling insurance products through Avantax, dedicating about a quarter of his time to this. He also works as a financial advisor and tax accountant, and spends nearly full-time hours on these activities combined.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Previous Registrations
Avantax Advisory Services
December 2023 - September 2025 · 1 yr 9 mos
Avantax Investment Services, INC.Broker
December 2023 - September 2025 · 1 yr 9 mos
B. Riley Wealth ManagementBroker
June 2022 - December 2023 · 1 yr 6 mos
B. Riley Wealth Advisors, INC.
September 2015 - December 2023 · 8 yrs 3 mos
National Securities CorporationBroker
June 2007 - July 2022 · 15 yrs 1 mo
Brookshire Securities CorporationBroker
May 2006 - May 2007 · 1 yr
Newbridge Securities CorporationBroker
January 2002 - April 2006 · 4 yrs 3 mos
Preferred Securities Group, INC.Broker
October 1999 - January 2002 · 2 yrs 3 mos
Fin-Atlantic Securities, INC.Broker
February 1998 - October 1999 · 1 yr 8 mos
Monroe Parker Securities, INC.Broker
August 1994 - December 1997 · 3 yrs 4 mos
Biltmore Securities, INCBroker
April 1993 - August 1994 · 1 yr 4 mos
State Registrations23 states
AZCACTDCFLGAIAINLAMDMEMIMNMSNCNJNVNYOHPARITXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.