Edward Mezzacappa

32 Years of Experience

New York, NY

2 DisclosuresBroker

Edward Mezzacappa is a registered investment advisor at TD Private Client Wealth LLC, based in New York, NY, with 32 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 25,685 clients with $8.3B in assets under management.

TD Private Client Wealth LLC

Compensation

Fee-Only (% of Portfolio)

Firm Size

449 advisors

Number of Clients

25,685 clients

Average Client Portfolio

$321K average

Assets Under Management

$8.3B

Fee Structure

Minimum Investment:$1M

Investment management only (planning not offered)

TD Private Client Wealth (TDPCW) offers investment management through various wrap fee programs. You'll pay a single fee that covers investment advice and the cost of trading. The fee is based on the amount of your investments, including cash. The specific fee you pay depends on the program you choose. TDPCW may offer discounts on fees at its discretion. The total fee may change over time due to changes in your account, such as the amount of assets, changes in investment managers, or investment performance.

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Location

1 Vanderbilt Avenue, 23rd Floor, New York, NY, 10017

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2002

Settled

Customer Dispute

December 2000

Denied

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

TD Private Client Wealth LLC

November 2024 - Present · 1 yr 8 mos

TD Private Client Wealth LLCBroker

November 2024 - Present · 1 yr 8 mos

TD Private Client Wealth LLC

November 2024 - Present · 1 yr 8 mos

Previous Registrations

Cetera Investment Advisers LLC

June 2019 - October 2024 · 5 yrs 4 mos

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June 2019 - October 2024 · 5 yrs 4 mos

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January 2018 - June 2019 · 1 yr 5 mos

Hsbc Securities (USA) INC.

December 2013 - November 2017 · 3 yrs 11 mos

Hsbc Securities (USA) INC.Broker

November 2013 - November 2017 · 4 yrs

Capital One Financial Advisors LLC

August 2011 - October 2013 · 2 yrs 2 mos

Capital One Investment Services LLCBroker

August 2011 - October 2013 · 2 yrs 2 mos

Allstate Financial Services, LLCBroker

January 2011 - August 2011 · 7 mos

Genworth Financial Securities CorporationBroker

June 2008 - February 2011 · 2 yrs 8 mos

Raymond James Financial Services, INC.Broker

March 2001 - June 2008 · 7 yrs 3 mos

Chase Investment Services CORP.Broker

September 1996 - March 2001 · 4 yrs 6 mos

Chemical Investment Services CORP.Broker

March 1996 - September 1996 · 6 mos

Gna Securities, INC.Broker

February 1995 - January 1996 · 11 mos

Metlife Securities INC.Broker

May 1993 - September 1994 · 1 yr 4 mos

Metropolitan Life Insurance CompanyBroker

May 1993 - September 1994 · 1 yr 4 mos

State Registrations2 states

NJNY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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