JF
JF

James Farrell

30 Years of Experience
Morristown, NJ
Broker

James Farrell is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

340 Mount Kemble Avenue, Morristown, NJ, 07960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is involved in estate and investment-related activities since January 2013. This activity does not take up any of his time during or after business hours.

Employment History
Current Registrations
Morgan Stanley
November 2019 - Present · 6 yrs 6 mos
Morgan StanleyBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Santander Investment Securities INC.Broker
April 2017 - May 2019 · 2 yrs 1 mo
Acs Execution Services, LLCBroker
February 2017 - April 2017 · 2 mos
J.P. Morgan Securities LLCBroker
April 2012 - April 2016 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - April 2012 · 12 yrs 9 mos
Everen Securities, INC.Broker
October 1994 - July 1999 · 4 yrs 9 mos
State Registrations36 states
ARAZCACOCTDCDEFLGAILKYLAMAMDMEMIMSMTNCNHNJNVNYOHOKORPARISCTNTXUTVAVTWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.