Kathleen Hatcher
Kathleen Hatcher is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Salt Lake City, UT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
60 E South Temple St, Salt Lake City, UT, 84111
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Regulatory History (1)
Customer Dispute
September 2001Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Vision Investment Services, INC.Broker
Wayne Hummer Investments L.L.C.
Wayne Hummer Investments L.L.C.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Primevest Financial Services, INC.Broker
Wall Street Investor ServicesBroker
Prudential Securities IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.