DH
ChFC
DH
ChFC

Duane Heiling

33 Years of Experience
Redwood Falls, MN
5 DisclosuresBroker

Duane Heiling is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Redwood Falls, MN, with 33 years of industry experience. Duane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

800 E Bridge St, Redwood Falls, MN, 56283

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Settled
Customer Dispute
June 2013
Denied
Customer Dispute
May 2012
Denied
Customer Dispute
November 2006
Settled
Customer Dispute
July 2001
Settled
Other Business Activities

Duane owns commercial real estate since 2013 and another business since 2017, dedicating about a quarter of his time to the latter. He also serves on the board of directors for Heiling and as a supervisor for an entity, and works for LFP Consulting.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2014 - Present · 12 yrs 9 mos
Ameriprise Financial Services, LLC
July 1993 - Present · 33 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 1993 - Present · 33 yrs 3 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 1993 - July 2006 · 13 yrs
State Registrations21 states
AZCACOFLIAILKYMIMNNCNDNVOHSCSDTXUTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors