Curtis Finley is a registered investment advisor, based in Kerrville, TX, with 29 years of industry experience.
Location
874 Harper Rd., Suite 109, Kerrville, TX, 78028
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Curtis owns rental property and is an independent insurance agent for various companies since 1980. He also serves as a board member for Peterson Regional Medical Center Foundation and Kerrville Independent School District, and is an advisory representative of a RIA, spending nearly full-time as an IAR.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.