Henry Moog is a registered investment advisor, based in Atlanta, GA, with 30 years of industry experience.
Location
2827 Peachtree Road Suite 640, Atlanta, GA, 30305
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Arkadios CapitalBroker
August 2023 - Present · 2 yrs 9 mos
Arkadios Wealth Advisors
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
December 2015 - August 2023 · 7 yrs 8 mos
J.P. Morgan Securities LLC
December 2015 - August 2023 · 7 yrs 8 mos
Credit Suisse Securities (USA) LLCBroker
September 2008 - December 2015 · 7 yrs 3 mos
Credit Suisse Securities (USA) LLC
September 2008 - December 2015 · 7 yrs 3 mos
Lehman Brothers INC.
May 2004 - September 2008 · 4 yrs 4 mos
Lehman Brothers INC.Broker
December 2003 - September 2008 · 4 yrs 9 mos
Oppenheimer & CO. INC.Broker
January 2003 - December 2003 · 11 mos
Cibc World Markets CORP.Broker
April 2002 - January 2003 · 9 mos
Salomon Smith Barney INC.Broker
January 2001 - April 2002 · 1 yr 3 mos
The Robinson-Humphrey Company, LLCBroker
May 1995 - January 2001 · 5 yrs 8 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.