David Robertson
David Robertson is a CFP-designated registered investment advisor at Seia, based in Los Angeles, CA, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 8,772 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SEIA offers several investment management programs. Fees are calculated as a percentage of your portfolio's value, including cash, interest, and dividends. The exact fee is negotiated based on your situation, the complexity of your plan, and the types of investments. Fees can be a single rate, tiered, or breakpoint. Fees are paid quarterly. SEIA also uses third-party money managers, who bill clients directly.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2014Customer Dispute
May 2011Other Business ActivitiesSells Insurance
David holds an insurance license and engages in insurance sales and service related to financial planning, dedicating a few hours per week. He is also a partner at SEIA LLC, dedicating full-time hours to RIA sales and service.
Employment History
Current Registrations
Seia
Signature Estate Securities, LLCBroker
Signature Estate Securities, LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Cedar Brook Group
Securities America Advisors, INC.
Securities America, INC.Broker
Lincoln Financial Advisors Corporation
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Natcity Investments, INC.Broker
Hefren-Tillotson, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.