David Grossbard
David Grossbard is a registered investment advisor at Cetera Investment Advisers LLC, based in Englewood Cliffs, NJ, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
540 Sylvan Ave, Englewood Cliffs, NJ, 07632
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent selling insurance products through Advantax Insurance Agency, dedicating a few hours per week. He also refers clients to Otterstedt Insurance Agency for P&C policies and operates as a financial advisor under the DBA Sylvan Financial Advisors, which is a full-time commitment.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
The Investment Center, INC.Broker
Ic Advisory Services, INC.
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Essex National Securities, INC.Broker
Dime Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Essex National Securities, INC.Broker
Nationwide Planning Associates INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations14 states
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