CB
CB
Christopher Bradley is a registered investment advisor at Guggenheim Investments, based in Houston, TX, with 30 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 107 clients with $8B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
42 advisors
IM Fee
Planning only
Assets Under Management
$8.0B
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Location
Houston, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
March 2014 - Present · 12 yrs 7 mos
Guggenheim Funds Distributors, LLC
December 2009 - Present · 16 yrs 10 mos
Guggenheim Funds Distributors, LLCBroker
December 2009 - Present · 16 yrs 10 mos
Previous Registrations
Wells Capital Management INC
September 2005 - October 2009 · 4 yrs 1 mo
Wells Fargo Investments, LLCBroker
August 2002 - December 2004 · 2 yrs 4 mos
Wells Fargo Investments, LLC
August 2002 - December 2004 · 2 yrs 4 mos
Nuveen InvestmentsBroker
September 1993 - February 2001 · 7 yrs 5 mos
State Registrations6 states
ARILLANMOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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