Douglas Dyke is a registered investment advisor, based in Elk Grove, CA, with 32 years of industry experience.
Location
Elk Grove, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is an insurance agent and owner of 3D Financial Services since 2022, dedicating nearly full-time hours to the business. He is also a board member of TKOP Investment LLC and an advisory representative of a registered investment advisor.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2022 - Present · 3 yrs 5 mos
Cambridge Investment Research Advisors, INC.
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Cantella & CO., INC.
November 2003 - June 2023 · 19 yrs 7 mos
Cantella & CO., INC.Broker
September 2003 - December 2022 · 19 yrs 3 mos
Wachovia Securities, LLCBroker
July 2003 - August 2003 · 1 mo
Wachovia Securities, LLC
July 2003 - August 2003 · 1 mo
Prudential Securities Incorporated
October 2000 - July 2003 · 2 yrs 9 mos
Prudential Securities IncorporatedBroker
September 2000 - July 2003 · 2 yrs 10 mos
Dean Witter Reynolds INC.Broker
April 1993 - November 2000 · 7 yrs 7 mos
State Registrations12 states
AZCAGANCNMNVNYORSDTXWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.