Michael Carpentier
Michael Carpentier is a registered investment advisor at Cetera Investment Advisers LLC, based in Chaska, MN, with 32 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Chaska, MN
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael sells equity indexed annuities through Avantax Insurance Agency Inc. and writes term life insurance as an independent contractor for AdvisorNET. He also serves as CEO of Midwest Financial Group, a shared services company for financial advisors, dedicating about 10-20% of his time to day-to-day operations.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Marquette Financial Group, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.