JS
JS

Judith Specht

32 Years of Experience
Baltimore, MD
Broker

Judith Specht is a registered investment advisor at Wells Fargo Advisors, based in Baltimore, MD, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

100 Light Street, 13th Floor, Baltimore, MD, 21202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Judith owns multiple rental properties in Baltimore, MD since 2017. She spends minimal time on these activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2015 - Present · 11 yrs 1 mo
Wells Fargo Advisors
June 2015 - Present · 11 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2015 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - June 2015 · 5 yrs 8 mos
Banc of America Investment Services, INC.
October 2008 - October 2009 · 1 yr
Banc of America Investment Services, INC.Broker
January 1998 - October 2009 · 11 yrs 9 mos
NationssecuritiesBroker
April 1994 - January 1998 · 3 yrs 9 mos
Mnb Brokerage Alternative, INC.Broker
July 1993 - April 1994 · 9 mos
State Registrations1 state
MD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.