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Holley Sprouse

32 Years of Experience
Cottonwood Heights, UT
Broker

Holley Sprouse is a registered investment advisor at Wells Fargo Advisors, based in Cottonwood Heights, UT, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6985 S Union Park Ctr, Ste 170, Cottonwood Heights, UT, 84047

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Holley is an independent consultant for Mary Kay Cosmetics since 2004, selling skincare and cosmetics. This activity requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2022 - Present · 4 yrs
Wells Fargo Advisors
July 2022 - Present · 4 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2015 - July 2022 · 7 yrs 4 mos
Wells Fargo Advisors, LLC
July 2012 - December 2014 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2022 · 14 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
May 1999 - January 2008 · 8 yrs 8 mos
Salomon Smith Barney INC.Broker
December 1998 - June 1999 · 6 mos
A. G. Edwards & Sons, INC.Broker
October 1993 - November 1998 · 5 yrs 1 mo
Smith Barney Shearson INC.Broker
July 1993 - October 1993 · 3 mos
Lehman Brothers INC.Broker
May 1993 - July 1993 · 2 mos
State Registrations23 states
AZCACOFLHIIDILMAMDMIMTNCNJNMNVNYOHPATNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.