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Allen Crock

32 Years of Experience
Dublin, OH
1 DisclosureBroker

Allen Crock is a registered investment advisor at Wells Fargo Advisors, based in Dublin, OH, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

655 Metro Place South Suite 720, [Satellite], Dublin, OH, 43017

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History

Regulatory History (1)
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Customer Dispute
December 2012
Denied
Other Business Activities

Allen co-owns Liwellin LLC dba Kmovestrong Kettlebells, a gym, and has a partial ownership in Slates Wealth Management LLC. He also has power of attorney for his mother and is a finance committee member for St. Brendan the Navigator, dedicating minimal time to each of these investment-related activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Wells Fargo Advisors
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2018 - March 2022 · 3 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
September 2018 - March 2022 · 3 yrs 6 mos
Morgan StanleyBroker
June 2009 - October 2018 · 9 yrs 4 mos
Morgan Stanley
June 2009 - October 2018 · 9 yrs 4 mos
Citigroup Global Markets INC.
June 2005 - June 2009 · 4 yrs
Citigroup Global Markets INC.Broker
June 2005 - June 2009 · 4 yrs
Wachovia Securities, LLCBroker
July 2003 - June 2005 · 1 yr 11 mos
Wachovia Securities, LLC
July 2003 - June 2005 · 1 yr 11 mos
Prudential Securities Incorporated
October 1999 - July 2003 · 3 yrs 9 mos
Prudential Securities IncorporatedBroker
May 1993 - July 2003 · 10 yrs 2 mos
State Registrations17 states
AZCAFLKSMAMDMIMTNCNYOHORPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.