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Thomas Hofbauer

Cambridge Investment Research Advisors, INC.
29 Years of Experience
Bryan, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thomas Hofbauer is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Bryan, OH, with 29 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

516 E High St, Bryan, OH, 43506

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 1989
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is a shareholder of HPH Financial Corp, dedicating about a quarter of his time to financial planning and advisory services. He also works as an independent insurance agent for various companies and as an advisory representative of a RIA, spending a significant amount of time on these investment-related activities.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2010 - Present · 15 yrs 11 mos
Cambridge Investment Research, INC.Broker
October 2010 - Present · 16 yrs
Previous Registrations
Nrp Advisors, INC.
March 2008 - November 2010 · 2 yrs 8 mos
Nrp Financial, INC.
January 2003 - October 2008 · 5 yrs 9 mos
Nrp Financial, INC.Broker
March 2000 - November 2010 · 10 yrs 8 mos
Sky Investments, INC.Broker
March 1997 - March 2000 · 3 yrs
State Registrations27 states
ALARAZCACOFLGAIAILINKYLAMIMONCNJNVNYOHPASCSDTNUTVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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