Marsha Shafer
Marsha Shafer is a registered investment advisor at Cetera Investment Advisers LLC, based in Baldwin, WI, with 32 years of industry experience. Marsha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
550 10th Avenue, Suite 101, Baldwin, WI, 54002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marsha is an independent insurance agent and sells equity indexed annuities. She also owns rental property, provides financial services through Shafer Financial Services, and is involved with tax preparation/accounting through Shafer Financial Services, SC, and Tax-Smart Advisory Group LLC; these activities take up about half of Marsha's time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
N.I.S. Financial Services, INC.Broker
State Registrations12 states
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