RB
RB

Richard Battle

32 Years of Experience
Raleigh, NC
Broker

Richard Battle is a registered investment advisor, based in Raleigh, NC, with 32 years of industry experience.

Location

100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a co-trustee for the George Gordon Battle Cemetary Trust and the Ralph Sherwood Robins Trust. He is also a trustee for the Turner W. Battle Scholarship Fund at Rocky Mount Academy and a volunteer board of trustee for Hilltop Home Foundation, spending minimal time reviewing investments and working with money managers.

Employment History
Current Registrations
Capital Investment Group, INC.Broker
February 2011 - Present · 15 yrs 2 mos
Capital Investment Counsel INC
September 2005 - Present · 20 yrs 7 mos
Capital Investment Brokerage, INC.Broker
April 1997 - Present · 29 yrs
Capital Investment Brokerage, INC.
April 1997 - Present · 29 yrs
Previous Registrations
Capital Investment Group, INC.Broker
May 1993 - April 1997 · 3 yrs 11 mos
State Registrations23 states
ALAZCACODCFLGAILINKYMDMONCNJNYOHPASCTNTXVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.