Vito Francone is a registered investment advisor, based in Newport Beach, CA, with 31 years of industry experience.
Location
Newport Beach, CA
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Regulatory History (3)
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Judgment / Lien
August 2019Judgment / Lien
October 2012Judgment / Lien
October 2012Employment History
Current Registrations
Alexander Capital, L.P.
October 2022 - Present · 3 yrs 7 mos
Alexander Capital, L.P.Broker
October 2022 - Present · 3 yrs 7 mos
Alexander Capital Wealth Management LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Crown Capital Securities, L.P.Broker
March 2017 - November 2022 · 5 yrs 8 mos
Crown Capital Securities, L.P.
March 2017 - November 2022 · 5 yrs 8 mos
Independent Financial Group, LLCBroker
August 2013 - December 2016 · 3 yrs 4 mos
Independent Financial Group, LLC
August 2013 - December 2016 · 3 yrs 4 mos
LPL Financial LLC
May 2004 - September 2013 · 9 yrs 4 mos
LPL Financial LLCBroker
May 2004 - September 2013 · 9 yrs 4 mos
A. G. Edwards & Sons, INC.
July 1997 - May 2004 · 6 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
July 1996 - May 2004 · 7 yrs 10 mos
Daehan Securities, INC.Broker
February 1995 - July 1996 · 1 yr 5 mos
Baraban Securities, INC.Broker
September 1994 - January 1995 · 4 mos
State Registrations13 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.