Darin Carroll
Darin Carroll is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tavernier, FL, with 25 years of industry experience. Darin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
92200 Overseas Hwy Ste 107, Tavernier, FL, 33070
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Darin operates Mountain Top Financial as a DBA for his LPL business, dedicating nearly full-time hours to it. He is also an insurance producer through an Insurance BGA, focusing on non-variable insurance, and spends a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Family Wealth Advisory Service, LLC
First Wall Street CORP.Broker
First Wall Street CORP.
Edward JonesBroker
Lincoln Investment Planning, INC.Broker
New England SecuritiesBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.