Darin Carroll
Darin Carroll is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tavernier, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
92200 Overseas Hwy Ste 107, Tavernier, FL, 33070
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Darin operates Mountain Top Financial as a DBA for his LPL business, dedicating nearly full-time hours to it. He is also an insurance producer through an Insurance BGA, focusing on non-variable insurance, and spends a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Family Wealth Advisory Service, LLC
First Wall Street CORP.Broker
First Wall Street CORP.
Edward JonesBroker
Lincoln Investment Planning, INC.Broker
New England SecuritiesBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.