DN
DN

Daniel Nickow

27 Years of Experience
Deerfield, IL
Broker

Daniel Nickow is a registered investment advisor at Raymond James & Associates, INC., based in Deerfield, IL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

510 Lake Cook Road, Suite 450, Deerfield, IL, 60015

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2019 - Present · 7 yrs
Raymond James & Associates, INC.
May 2019 - Present · 7 yrs
Raymond James & Associates, INC.
May 2019 - Present · 7 yrs
Previous Registrations
Mesirow Financial Investment Management, INC.
August 2012 - May 2019 · 6 yrs 9 mos
Mesirow Financial, INC.Broker
August 2012 - May 2019 · 6 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2012 · 3 yrs 3 mos
Citigroup Global Markets INC.
March 1999 - June 2009 · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
January 1999 - June 2009 · 10 yrs 5 mos
State Registrations25 states
AZCACOFLGAIAILINMAMDMIMNNCNJNMNYOHORPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.