Richard Spillane is a CFP-designated registered investment advisor at Spillane Financial Planning, INC., based in Lebanon, OH, with 21 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 33 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.85% |
| $250K - $500K | 0.75% |
| $500K - $1.0M | 0.65% |
| $1M+ | 0.50% |
The Client and the Advisor may agree to a negotiated quarterly fee in lieu of the standard blended fee described above. This may be a Fixed Quarterly Dollar Amount or a Fixed Quarterly Percentage. The negotiated fee may NOT exceed the standard blended fee.
Fee Estimator
Contact
Richard Spillane
Location
Lebanon, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard is a CPA at a CPA firm since September 2021, focusing on tax and accounting duties. The time commitment varies seasonally.
Employment History
Current Registrations
Spillane Financial Planning, INC.
Previous Registrations
Spillane Money Management, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
I grew up in Lexington, Massachusetts and attended college in Tampa, Florida where I earned an undergraduate degree in Finance from the University of South Florida. After graduating from college, I moved to San Diego, California where I lived for about 15 years working mostly in finance and accounting. In 1986, I obtained my Californai CPA license. In 1992, I became a Certified Financial Planner. In 1996, I returned to Massachusetts to become a partner in a local CPA firm and also obtained my Massachusetts CPA license. And then in 2004, I founded Spillane Financial Planning, Inc. to better serve the financial planning and investment planning needs of my clients. In 2023, after more than 25 years in Massachusetts, my wife and I relocated to the historic town of Lebanon, Ohio.