Gregg Karal
Gregg Karal is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Plantsville, CT, with 32 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1143 Meriden Waterbury Turnpike, Plantsville, CT, 06479
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2006Other Business ActivitiesSells Insurance
Gregg is an independent insurance agent since 1995 and also owns a sole proprietorship selling fixed and medical insurance since 1992, dedicating about 10% of his time to this. He is also an advisory representative of a RIA, a tax preparer, and a tax preparer for AARP.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Advest, INC.
Advest, INC.Broker
National Planning CorporationBroker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
Berkshire Equity Sales, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.