JG
JG

James Goldman

32 Years of Experience
Oak Brook, IL
Broker

James Goldman is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2211 York Road, Suite 100, Oak Brook, IL, 60523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is an ice hockey official and platform tennis teacher, dedicating minimal time outside of trading hours to these activities. He is also involved with an estate in Montclair, New Jersey, dedicating a few hours per week during business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1993 - July 1993 · 0 mos
Tfs Securities, INC.Broker
May 1993 - August 1993 · 3 mos
State Registrations22 states
AZCACOCTDEFLGAILINMAMDMIMONJNVNYPASCTNVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.