James Hendries is a registered investment advisor at LPL Financial LLC, based in Huntington Beach, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7777 Center Ave #120, Huntington Beach, CA, 92647
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James operates under several DBAs for his LPL business, including James Hendries, James Hendries Wealth Management, and Hendries Wealth Management. The most recent DBA, Hendries Wealth Management, started in 2024 and takes about 10-20% of James's time, with half of that time during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Gore-Horvath, INC.Broker
Pacific Coast Financial Securities, INC.Broker
Pacific Coast Financial Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.