Raymond Bock
Raymond Bock is a registered investment advisor at Rockdale Financial Services, INC., based in Eatontown, NJ, with 30 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 2 more. Their firm serves 262 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rockdale Financial Services charges a percentage of your portfolio annually for investment advice. This fee is negotiable, generally up to 1.65%, and depends on factors like the size of your account and the complexity of the investment strategy. If you participate in an advisory account co-managed by Beacon Capital Management, Rockdale receives a portion of the advisory fee, but the total annual advisory fees will not exceed 1.65%.
Location
99 Corbett Way, Suite 103, Eatontown, NJ, 07724
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Raymond is a registered investment advisor representative with Rockdale Financial Services, dedicating a few hours per week to asset allocation modeling. He also sells fixed insurance products, including life and annuities, and manages/sells investment property, each taking a few hours per week. Raymond also works as talent with Peas and Carrots Agency LLC, dedicating minimal time.
Employment History
Current Registrations
Rockdale Financial Services, INC.
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Vestax Securities CorporationBroker
American Capital CorporationBroker
American Capital CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.