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CFP
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CFP

Tony Proctor

Proctor Financial
21 Years of Experience
Wellesley, MA
1 Disclosure
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Tony Proctor is a CFP-designated registered investment advisor at Proctor Financial, based in Wellesley, MA, with 21 years of industry experience. Tony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 211 clients with $380M in assets under management.

Proctor Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
211 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$382.3M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Minimum Annual Fee:$3,750
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.5M1.00%
$1.5M - $2.5M0.88%
$2.5M - $5.0M0.76%
$5.0M - $10.0M0.64%
$10M+0.50%

Fees are billed quarterly in arrears. Minimum annual fees apply: $12,500 for a principal advisor and $3,750 for a non-owner advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

66 Central St, Wellesley, MA, 02482

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2003
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Proctor Financial
October 2004 - Present · 22 yrs
State Registrations1 state
MA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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