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CFP
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CFP

Rene Licon

LPL Financial LLC
32 Years of Experience
Whittier, CA
Broker
View SEC Summary
View SEC Summary

Rene Licon is a CFP-designated registered investment advisor at LPL Financial LLC, based in Whittier, CA, with 32 years of industry experience. Rene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Whittier, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rene operates RSL Wealth Management as a DBA for their LPL business since June 2021. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Scf Securities, INC.Broker
September 2014 - May 2025 · 10 yrs 8 mos
Scf Investment Advisors, INC.
September 2014 - May 2025 · 10 yrs 8 mos
Financial Telesis, INC.
July 2013 - September 2014 · 1 yr 2 mos
Financial Telesis INCBroker
July 2013 - September 2014 · 1 yr 2 mos
LPL Financial LLC
May 2005 - June 2013 · 8 yrs 1 mo
LPL Financial LLCBroker
May 2005 - June 2013 · 8 yrs 1 mo
Wm Financial Services, INC.Broker
January 2003 - May 2005 · 2 yrs 4 mos
American Fidelity Securities, INC.Broker
April 2002 - January 2003 · 9 mos
CUNA Brokerage Services, INC.Broker
April 2001 - February 2002 · 10 mos
Countrywide Investment Services, INC.Broker
September 2000 - February 2001 · 5 mos
Wm Financial Services, INC.Broker
March 1999 - September 2000 · 1 yr 6 mos
Wm Financial Services, INC.Broker
February 1999 - March 1999 · 1 mo
Wm Financial Services, INC.Broker
July 1997 - February 1999 · 1 yr 7 mos
Asb Financial ServicesBroker
December 1996 - July 1997 · 7 mos
Gilford Securities IncorporatedBroker
January 1996 - November 1996 · 10 mos
Daehan Securities, INC.Broker
August 1994 - January 1996 · 1 yr 5 mos
Trigem Amerstock CorporationBroker
September 1993 - August 1994 · 11 mos
Chatfield Dean & CO., INC.Broker
June 1993 - July 1993 · 1 mo
State Registrations2 states
CANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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