Rene Licon is a CFP-designated registered investment advisor at LPL Financial LLC, based in Whittier, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Whittier, CA
Get directionsHistory
Regulatory History (1)
Judgment / Lien
May 2009Other Business Activities
Rene operates RSL Wealth Management as a DBA for their LPL business since June 2021. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Scf Securities, INC.Broker
Scf Investment Advisors, INC.
Financial Telesis, INC.
Financial Telesis INCBroker
LPL Financial LLC
LPL Financial LLCBroker
Wm Financial Services, INC.Broker
American Fidelity Securities, INC.Broker
CUNA Brokerage Services, INC.Broker
Countrywide Investment Services, INC.Broker
Wm Financial Services, INC.Broker
Wm Financial Services, INC.Broker
Wm Financial Services, INC.Broker
Asb Financial ServicesBroker
Gilford Securities IncorporatedBroker
Daehan Securities, INC.Broker
Trigem Amerstock CorporationBroker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.