Joseph Bocklet
Joseph Bocklet is a registered investment advisor at Osaic Wealth, INC., based in Cross River, NY, with 20 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Cross River, NY
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Regulatory History (1)
Regulatory
January 1999Other Business ActivitiesSells Insurance
Joseph is the president of Bocklet Wealth Management, where he is involved in insurance sales. He also has a fee-based advisory business as a registered investment advisor (RIA) with American Portfolios Advisors, Inc.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Green Mountain Trading, LLCBroker
Labranche & CO. LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.