LF
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Leroy Franck
32 Years of Experience
Knoxville, IA
3 DisclosuresBroker
Leroy Franck is a registered investment advisor at Cetera Investment Advisers LLC, based in Knoxville, IA, with 32 years of industry experience. Leroy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
110 S 2nd St, Knoxville, IA, 50138
Get directionsHistory
Regulatory History (3)
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Customer Dispute
December 1999Settled
Regulatory
October 1998Final
Customer Dispute
January 1995Settled
Other Business Activities
Leroy owns and operates multiple H&R Block locations, providing income tax preparation and accounting services, which takes nearly full-time. He also owns several properties and provides notary services as needed, requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2019 - Present · 7 yrs 4 mos
Cetera Financial Specialists LLCBroker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
October 2009 - October 2018 · 9 yrs
Ameriprise Advisor Services, INC.Broker
October 2002 - October 2009 · 7 yrs
Birchtree Financial Services, INC.Broker
January 1997 - December 2002 · 5 yrs 11 mos
Dickinson & CO.Broker
May 1993 - January 1997 · 3 yrs 8 mos
State Registrations5 states
FLIAILMONC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.