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ChFC
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ChFC

Tod Taylor

LPL Financial LLC
33 Years of Experience
Traverse City, MI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Tod Taylor is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Traverse City, MI, with 33 years of industry experience. Tod is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1925 Coral Lane, Traverse City, MI, 49686

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Tod operates under the DBA Advanced Financial Group, Inc. for his LPL business since 2000. He also sells non-variable insurance products and rents out a portion of his home as a tourist home, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2010 - Present · 16 yrs 5 mos
LPL Financial LLCBroker
January 2000 - Present · 26 yrs 9 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 1993 - January 2000 · 6 yrs 6 mos
American Express Financial Advisors INC.Broker
July 1993 - January 2000 · 6 yrs 6 mos
State Registrations13 states
AZCAFLILMIMOMTNCOHTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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