DP
DP

Daniel Payne

33 Years of Experience
Salt Lake City, UT
3 DisclosuresBroker

Daniel Payne is a registered investment advisor at Wells Fargo Advisors, based in Salt Lake City, UT, with 33 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

299 S Main St 7th Fl, Salt Lake City, UT, 84111

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Denied
Customer Dispute
January 2001
Settled
Criminal
April 1991
Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
September 2002 - Present · 24 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2002 - Present · 24 yrs 1 mo
Previous Registrations
Salomon Smith Barney INC.
August 1993 - September 2002 · 9 yrs 1 mo
Salomon Smith Barney INC.Broker
July 1993 - September 2002 · 9 yrs 2 mos
Lehman Brothers INC.Broker
July 1993 - July 1993 · 0 mos
State Registrations30 states
AKAZCACOCTDEFLGAHIIDILINMAMIMNMOMTNHNJNMNVNYOKORTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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