JH
CFP
JH
CFP

Jennifer Hicks

28 Years of Experience
Colorado Springs, CO
BrokerSells Insurance

Jennifer Hicks is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Colorado Springs, CO, with 28 years of industry experience. Jennifer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1980 Dominion Way, Suite 101, Colorado Springs, CO, 80918

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jennifer is a financial professional with Purpose Planning Inc. since 1998, dedicating full-time hours. She also sells life insurance, annuities, and long-term care products with various companies since 2008, spending a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 4 mos
Cetera Advisors LLC
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
June 2009 - March 2024 · 14 yrs 9 mos
Multi-Financial Securities Corporation
January 2004 - June 2009 · 5 yrs 5 mos
Vestax Securities Corporation
October 1999 - January 2004 · 4 yrs 3 mos
Vestax Securities CorporationBroker
March 1999 - January 2004 · 4 yrs 10 mos
Walnut Street Securities, INC.Broker
May 1998 - March 1999 · 10 mos
Waddell & Reed, INC.Broker
July 1997 - May 1998 · 10 mos
State Registrations15 states
ARAZCACOFLKSMDMONCNENHOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.