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Michael Mccarthy

32 Years of Experience
Myrtle Beach, SC
Broker

Michael Mccarthy is a registered investment advisor at Cetera Investment Advisers LLC, based in Myrtle Beach, SC, with 32 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9776 Kings Road Suite B, Myrtle Beach, SC, 29572

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael owns Pacu Property LLC, a rental property, and spends minimal time keeping the books and filing taxes. He is also a managing member of Regal Wealth Advisors, a financial services firm, dedicating full-time hours to managing the business, meeting with clients, and recommending investment and planning solutions.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Cetera Wealth Services, LLC
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
January 2019 - February 2024 · 5 yrs 1 mo
LPL Financial LLC
January 2019 - February 2024 · 5 yrs 1 mo
Kestra Advisory Services, LLC
April 2016 - January 2019 · 2 yrs 9 mos
NFP Advisor Services, LLC
September 2007 - September 2016 · 9 yrs
Kestra Investment Services, LLCBroker
September 1997 - January 2019 · 21 yrs 4 mos
Eq Financial Consultants, INC.Broker
November 1994 - September 1997 · 2 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1994 - September 1997 · 2 yrs 10 mos
Allmerica Investments, INC.Broker
June 1993 - November 1994 · 1 yr 5 mos
State Registrations27 states
AKAZCACOCTDCDEFLGAILINMAMDMINCNJNYPASCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Mccarthy - Financial Advisor | TrueAdvisor