Robert Carter
Robert Carter is a CFA-designated registered investment advisor at Freestone Capital Management, LLC, based in Seattle, WA, with 31 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,874 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Freestone Capital charges an annual management fee based on the value of the assets they manage. The fee is negotiable but will not exceed 1.50% of the value of your portfolio. New clients referred by Charles Schwab may receive a lower fee. There is a minimum annual fee of $6,000 for new clients not referred by Schwab, and $4,000 for Schwab-referred clients, though this is waived for the first year. Clients may also bear additional costs for investments in sub-advised strategies.
Location
701 5th Avenue, 74th Floor, Seattle, WA, 98104
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Regulatory History (1)
Customer Dispute
March 2010Other Business Activities
Robert is a managing member of Carter I Investments, LLC and Carter II Investments, LLC, both family companies formed for investment purposes, dedicating minimal time to each. He is also a part-owner of MIH Management Services, LLC, a property management company, spending a few hours per week on this activity.
Employment History
Current Registrations
Freestone Capital Management, LLC
Previous Registrations
Oppenheimer & CO. INC.
Cibc World Markets CORP.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.