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ChFC
KC
ChFC

Kenneth Carruba

LPL Financial LLC
33 Years of Experience
Trinity, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kenneth Carruba is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Trinity, FL, with 33 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1819 Short Branch Dr, Ste 101, Trinity, FL, 34655

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History

Regulatory History (1)
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Customer Dispute
October 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth is involved in three outside business activities. He sells non-variable insurance, spends minimal time as a business owner for Silent Partners Technology, and dedicates about a quarter of his time to Wealth Bridge Financial Group, a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
January 2007 - July 2021 · 14 yrs 6 mos
Waddell & ReedBroker
January 2007 - July 2021 · 14 yrs 6 mos
Oneamerica Securities, INC.Broker
May 2002 - February 2007 · 4 yrs 9 mos
First Investors CorporationBroker
July 1993 - May 2002 · 8 yrs 10 mos
State Registrations17 states
CACOFLGAHIILINKYMAMDMINCNYOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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