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Rhonda Sihpol

31 Years of Experience
Greenwich, CT
Broker

Rhonda Sihpol is a registered investment advisor at Raymond James & Associates, INC., based in Greenwich, CT, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Three Pickwick Plaza, 4th Floor, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rhonda is a 5% owner of Renaissance Partners, LLC, a family-owned general contractor business run by her husband, since 2005. She dedicates a few hours per week to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
May 2004 - September 2016 · 12 yrs 4 mos
Deutsche Bank Securities INC.
May 2004 - September 2016 · 12 yrs 4 mos
Citigroup Global Markets INC.
December 2003 - May 2004 · 5 mos
Citigroup Global Markets INC.Broker
December 2003 - May 2004 · 5 mos
Banc of America Securities LLCBroker
November 1998 - March 2003 · 4 yrs 4 mos
Lehman Brothers INC.Broker
December 1993 - November 1998 · 4 yrs 11 mos
Smith Barney Shearson INC.Broker
November 1993 - November 1993 · 0 mos
State Registrations25 states
AZCACTDCFLGAILMAMIMONJNVNYOHPAPRRISCSDTNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Rhonda Sihpol - Financial Advisor | TrueAdvisor