DB
DB
Debra Brooks is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 31 years of industry experience. Debra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3200 Olympus Blvd, Ste 100, Dallas, TX, 75019
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Advisors LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Investment Services LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Avantax Advisory Services
December 2020 - September 2025 · 4 yrs 9 mos
Avantax Investment Services, INC.Broker
December 2020 - September 2025 · 4 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2011 - January 2020 · 9 yrs
Wells Fargo Clearing Services, LLCBroker
January 2011 - January 2020 · 9 yrs
Wells Fargo Investments, LLC
November 2003 - January 2011 · 7 yrs 2 mos
Wells Fargo Investments, LLCBroker
November 2003 - January 2011 · 7 yrs 2 mos
Stanford Group CompanyBroker
February 1999 - November 2003 · 4 yrs 9 mos
Ba Investment Services, INC.Broker
November 1993 - March 1999 · 5 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.