MK
MK
Mitchell Kahn is a registered investment advisor, based in Tarrytown, NY, with 30 years of industry experience.
Location
120 White Plains Rd, Ste 403, Tarrytown, NY, 10591
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Regulatory History (1)
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Customer Dispute
March 1999Settled
Other Business ActivitiesSells Insurance
Mitchell is the owner of Mountain View Financial, Inc. and an advisor at Hunter Financial Advisors, Inc., dedicating full-time hours to the latter. Mitchell also works as an independent insurance contractor selling fixed, life, health, and property & casualty insurance, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
December 2019 - November 2020 · 11 mos
First Allied Securities, INC.Broker
December 2019 - September 2022 · 2 yrs 9 mos
LPL Financial LLC
June 2011 - December 2019 · 8 yrs 6 mos
LPL Financial LLCBroker
June 2011 - December 2019 · 8 yrs 6 mos
Oppenheimer & CO. INC.
April 2008 - June 2009 · 1 yr 2 mos
Oppenheimer & CO. INC.Broker
March 2008 - June 2009 · 1 yr 3 mos
Wachovia Securities, LLC
January 2008 - April 2008 · 3 mos
Wachovia Securities, LLCBroker
January 2008 - April 2008 · 3 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
November 2001 - January 2008 · 6 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 1999 - November 2001 · 2 yrs 10 mos
Josephthal & CO., INC.Broker
April 1994 - December 1998 · 4 yrs 8 mos
Chatfield Dean & CO., INC.Broker
June 1993 - May 1994 · 11 mos
State Registrations10 states
CTDEFLGAMANCNJNYPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.