Louis Hoffman
Louis Hoffman is a registered investment advisor at MML Investors Services, LLC, based in Warrington, PA, with 32 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Warrington, PA
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2009Customer Dispute
February 2003Customer Dispute
August 2002Customer Dispute
June 2002Regulatory
November 1999Other Business ActivitiesSells Insurance
Louis is an insurance agent selling life insurance, fixed annuities, and long-term care insurance since 2005, dedicating minimal time to this activity. He also owns HFG LLC, used for expenses and compensation related to advisory fees, spending minimal time on it.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Nylife Securities INC.Broker
Mony Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.