Louis Hoffman
Louis Hoffman is a registered investment advisor at MML Investors Services, LLC, based in Warrington, PA, with 33 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Warrington, PA
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2009Customer Dispute
February 2003Customer Dispute
August 2002Customer Dispute
June 2002Regulatory
November 1999Other Business ActivitiesSells Insurance
Louis is an insurance agent selling life insurance, fixed annuities, and long-term care insurance since 2005, dedicating minimal time to this activity. He also owns HFG LLC, used for expenses and compensation related to advisory fees, spending minimal time on it.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Nylife Securities INC.Broker
Mony Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Yale Saltzman, CFAOppenheimer & CO. INC.
- Marc Wagner, CFP
- Ellis Weiss, CFPLPL Enterprise, LLC
- Casey Smith, CFPOppenheimer & CO. INC.
- Anthony Bruno, ChFCAmeriprise Financial Services, LLC
- Michael Mattia, CFPLPL Enterprise, LLC