JG
JG
Joseph Ganun is a registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20 Linden Place, Red Bank, NJ, 07701
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Regulatory History (4)
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Customer Dispute
November 2022Denied
Regulatory
January 2009Final
Customer Dispute
December 2005Withdrawn
Customer Dispute
October 2002Closed-No Action
Other Business Activities
Joseph is an independent contractor for NYONAIR since 2014, dedicating minimal time after work. He is also a board member of the Academy of Certified Portfolio Managers since 2022, spending a few hours per week on administrative and business development tasks.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2006 - April 2007 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
February 2006 - April 2007 · 1 yr 2 mos
Oppenheimer & CO. INC.Broker
January 2003 - March 2006 · 3 yrs 2 mos
Cibc World Markets CORP.Broker
March 2001 - January 2003 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1996 - March 2001 · 4 yrs 11 mos
Oppenheimer & CO., INC.Broker
September 1995 - February 1996 · 5 mos
Waterhouse Securities, INC.Broker
February 1995 - July 1995 · 5 mos
Thomas James Associates, INC.Broker
August 1994 - December 1994 · 4 mos
Westfield Financial CorporationBroker
August 1994 - August 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
September 1993 - September 1994 · 1 yr
State Registrations36 states
ARAZCACOCTDCDEFLGAIDILKYLAMAMDMIMNMOMTNCNDNHNJNVNYOHOKORPASCTNTXVAVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.