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Lisa Gerardi

National Wealth Management Group, LLC
33 Years of Experience
Cincinnati, OH
Broker
View SEC Summary
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Lisa Gerardi is a registered investment advisor at National Wealth Management Group, LLC, based in Cincinnati, OH, with 33 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Divorce Planning, and 9 more. Their firm serves 1,314 clients with $530M in assets under management.

National Wealth Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,314 clients
Average Client Portfolio
$407K average
Assets Under Management
$534.9M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual advisory fee is 2.25%. Fees are negotiable based on account size, complexity, and overall relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

11260 Chester Road, Suite 250, Cincinnati, OH, 45246-0002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lisa is doing business as (DBA) Gerardi Wealth Management, LLC since 2009, which is an entity for her LPL business. She is also a Registered Investment Advisor Hybrid with National Wealth Management Group since 2016, spending about half her time on securities trading.

Employment History
Current Registrations
National Wealth Management Group, LLC
January 2022 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
November 2009 - Present · 16 yrs 11 mos
LPL Financial LLC
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
National Wealth Management Group, LLC
March 2016 - December 2021 · 5 yrs 9 mos
LPL Financial LLC
November 2009 - September 2016 · 6 yrs 10 mos
Ameriprise Financial Services, INC.
October 2009 - November 2009 · 1 mo
Ameriprise Financial Services, INC.Broker
October 2009 - November 2009 · 1 mo
Ameriprise Advisor Services, INC.
January 2006 - October 2009 · 3 yrs 9 mos
Ameriprise Advisor Services, INC.Broker
January 2006 - October 2009 · 3 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2001 - January 2006 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - January 2006 · 12 yrs 7 mos
State Registrations19 states
ALAZCADEFLGAINKYMAMDMIMNMONCNEOHORSDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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