Karen Rosner is a CFP-designated registered investment advisor at Morgan Stanley, based in Purchase, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Morgan StanleyBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2016 - October 2020 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2016 - October 2020 · 4 yrs 6 mos
MML Investors Services, LLCBroker
May 2015 - March 2016 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1996 - March 2002 · 6 yrs 1 mo
Bt Securities CorporationBroker
April 1994 - April 1995 · 1 yr
General Re Securities CorporationBroker
June 1993 - April 1994 · 10 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.