SS
SS

Seth Shimansky

33 Years of Experience
Waynesville, NC
1 DisclosureBroker

Seth Shimansky is a registered investment advisor at Wells Fargo Advisors, based in Waynesville, NC, with 33 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

339 Russ Ave, Waynesville, NC, 28786

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1998
Denied
Other Business Activities

Seth owns rental property in Marshall, NC since 2021, dedicating minimal time. He also runs a gunsmith business in Weaverville, NC since 2023, spending a few hours per week on gun repair and teaching repair.

Employment History
Current Registrations
Wells Fargo Advisors
October 2011 - Present · 15 yrs
Wells Fargo Clearing Services, LLCBroker
September 2004 - Present · 22 yrs 1 mo
Previous Registrations
Ncf Financial Services, INC.Broker
November 2003 - August 2004 · 9 mos
Bny Investment Center INC.Broker
October 1999 - November 2003 · 4 yrs 1 mo
Essex National Securities, INC.Broker
April 1998 - November 1999 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1994 - April 1998 · 3 yrs 10 mos
Royal Alliance Associates, INC.Broker
June 1993 - April 1994 · 10 mos
State Registrations14 states
ALCACOFLGAILNCNVNYSCTNVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors